What does Moonfare Securities USA do with your personal information?
Moonfare Securities has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Moonfare Securities has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:
- Social Security number and income
- account balances and transaction history
- investment experience and assets
How?
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Moonfare Securities USA chooses to share; and whether you can limit this sharing.
Reasons we can share your personal information
To limit our sharing
Call 929-538-3751 within the U.S. or email Team@moonfare.com.
Please note:
f you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing.
Questions?
Call 929-538-3751 or email Team@moonfare.com or go to Moonfare.com/privacy.
Who we are
Who is providing this notice?
Moonfare Securities USA LLC (also “Moonfare Securities”) and its affiliates. See list of affiliates below.
What we do
How does Moonfare protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. To learn more about security at Moonfare, please visit Moonfare.com/security
How does Moonfare collect my personal information?
We collect your personal information, for example, when you:
- register on our website or give us your income information or your accredited investor status
- make an allocation request. For purposes of satisfying “Know Your Customer” requirements, we ask for your identifying information, such as your name, email address, tax identification number, address, telephone number, date of birth, and in certain circumstances, videos and/or photographs that may contain images of your face, including your driver’s license or government-issued identification number or card.
Why can’t I limit all sharing?
Federal law gives you the right to limit only:
- sharing for affiliates’ everyday business purposes—information about your creditworthiness
- affiliates from using your information to market to you
- sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law.
What happens when I limit sharing for an account I hold jointly with someone else?
Your choices will apply to everyone on your account.
Definitions
Affiliates
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
- Moonfare Securities USA does not share with nonaffiliates so they can market to you.
Joint marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
- Moonfare Securities USA doesn’t jointly market.
Other important information
Moonfare Securities USA is a FINRA Registered broker-dealer and member of SIPC.
Moonfare Securities USA restricts access to your personal and account information to those of its employees who need to know that information to provide products or services to you. Moonfare Securities USA maintains physical, electronic, and procedural safeguards to guard your non-public personal information. We will continue to adhere to the privacy policies and practices as described in this notice if you decide to close your account(s) or become an inactive customer.
California residents: Please go to Moonfare.com/privacy-notice to learn more about our Privacy Notice for California Residents.
To learn more about ours Online Privacy and Tracking practices, please go to Moonfare.com/privacy.
